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Self-Employed Lending · 9 min read

Asset depletion mortgage guide: turning assets into qualifying income

Written by Jay Beach, SVP, Investor Portfolio Lending · Reviewed by the Mortava lending team · Updated

Borrowers with substantial savings but modest paper income face a frustrating gap: a strong balance sheet doesn’t show up on a W-2. An asset depletion mortgage closes that gap by converting eligible assets into a monthly qualifying income figure. This guide explains how the math typically works, walks through a hypothetical example, covers who the program fits, and compares the main alternatives — including DSCR loans for investment property.

Quick answer

An asset depletion mortgage (also called an asset-based or asset dissipation loan) lets a borrower qualify using liquid assets instead of employment income. The lender totals eligible assets — cash, investments, and often a discounted share of retirement funds — then divides that amount over a set number of months to create monthly qualifying income. Formulas vary by lender, but the approach works well for retirees, high-net-worth borrowers, and business owners with low taxable income.

Key takeaways
  • An asset depletion mortgage converts eligible liquid assets into a monthly qualifying income figure instead of relying on paystubs or tax returns.
  • Most programs divide net eligible assets by a set term — commonly 36 to 120 months for Non-QM programs, or the full loan term for agency-style programs. Formulas vary by lender.
  • Cash usually counts at full value, while securities and retirement accounts are often discounted before the calculation runs.
  • The program fits retirees, high-net-worth households, and business owners whose tax returns understate their real financial strength.
  • Real estate investors can skip personal income documentation entirely with a DSCR loan that qualifies on the property’s rent.

What is an asset depletion mortgage?

An asset depletion mortgage is a home loan that qualifies the borrower based on verified liquid assets rather than employment or business income. You may also see it called an asset-based mortgage, asset dissipation loan, or asset utilization loan — the labels differ, but the mechanics are the same.

Instead of documenting income with paystubs or tax returns, the lender treats your assets as if they were drawn down over a period of time and counts that hypothetical draw as monthly income. In most programs you never actually withdraw or pledge the money — it’s a calculation, not a lien on your brokerage account.

These loans exist in two forms. Agency-style versions follow Fannie Mae and Freddie Mac rules for using assets as qualifying income, which are relatively narrow. Non-QM versions are far more flexible: each lender sets its own eligible-asset list, discount schedule, and draw period. Both paths still require the lender to verify your ability to repay under federal ability-to-repay rules — asset depletion is a documentation method, not a shortcut around underwriting.

How the calculation typically works

Most asset depletion programs follow the same three steps: total your eligible assets, apply discounts by asset type, then divide the net figure by a set number of months to produce monthly qualifying income.

The divisor is where programs differ most, and it matters enormously. Dividing the same portfolio by 60 months produces six times the qualifying income of dividing it by 360. Agency approaches tend to use long windows — Fannie Mae guidance points to the loan’s amortization term, while Freddie Mac’s asset dissipation method uses a 240-month window, per their published guides. Non-QM lenders commonly use much shorter fixed terms.

There is no single industry formula. Every lender publishes its own method, discounts, and overlays — treat the structures below as common patterns to ask about, not guarantees of what any specific lender offers.

Common asset depletion calculation methods (structures vary by lender)
MethodTypical divisorWhere you tend to see it
Loan-term amortizationFull loan term in months (e.g., 360 on a 30-year loan)Agency-style programs following Fannie Mae guidance
Fixed 240-month draw240 monthsFreddie Mac asset dissipation approach
Short fixed-term drawCommonly 36 to 120 monthsNon-QM asset utilization programs
Blended incomeVaries by programLenders combining an asset draw with pension, Social Security, or part-time income

Which assets count — and at what value

Cash and cash equivalents usually count at full value, while securities and retirement accounts are typically discounted to account for market risk and access restrictions. Each lender publishes its own schedule, but the pattern below is common across the industry.

One detail that surprises borrowers: funds earmarked for the down payment, closing costs, and required reserves are usually subtracted before the depletion calculation runs. A $1M portfolio doesn’t generate income on the full $1M if $200K of it is going into the purchase.

  • Checking, savings, money market, and CDs: typically counted at or near 100% of the verified balance
  • Stocks, bonds, mutual funds, and ETFs: often counted at a discount to market value to buffer volatility
  • Retirement accounts (IRA, 401(k)): usually discounted further, with extra scrutiny for borrowers under 59½ because of early-withdrawal penalties
  • Trust and annuity assets: case-by-case, and the lender generally needs proof you can access the funds
  • Commonly excluded or restricted: equity in real estate, unvested RSUs, business operating accounts, and cryptocurrency (treatment varies widely)

A worked example

Here’s how the math plays out for a hypothetical retired borrower. This is an illustrative example, not a quote — every lender’s discounts, divisor, and eligibility rules differ.

Meet a 64-year-old retiree with $250,000 in bank accounts, $900,000 in a taxable brokerage account, and $500,000 in an IRA. Her lender counts bank funds at 100%, brokerage assets at 80%, and retirement funds at 70%, then subtracts $220,000 she’s using for the down payment, closing costs, and reserves.

On this lender’s 84-month program, her net eligible assets of $1.1M produce roughly $13,095 per month in qualifying income — likely enough to support a substantial loan payment alongside her Social Security. The same portfolio on a 120-month program yields about $9,167 per month, and on a 360-month program only about $3,056. The divisor is the single biggest lever in asset depletion lending, which is why comparing program structures matters more than comparing headline marketing.

Illustrative asset depletion calculation (hypothetical, not a quote)
StepAmount
Bank accounts counted at 100%$250,000
Brokerage of $900,000 counted at 80%$720,000
IRA of $500,000 counted at 70%$350,000
Gross eligible assets$1,320,000
Less down payment, closing costs, reserves−$220,000
Net eligible assets$1,100,000
Divided by 84 months≈ $13,095/month qualifying income

Who an asset depletion mortgage fits

Asset depletion works best for borrowers whose wealth is real but whose reported income is low, irregular, or nonexistent. If your accountant does a good job minimizing your taxable income, a traditional debt-to-income calculation punishes you for it — this program flips that dynamic.

The common profiles:

  • Retirees with large portfolios but little or no employment income
  • High-net-worth households living on capital gains, distributions, or irregular windfalls
  • Business owners and self-employed borrowers whose tax returns show low AGI after legitimate deductions
  • Borrowers after a liquidity event — a business sale, inheritance, or settlement — with cash but no income history
  • Borrowers between roles who hold substantial reserves (lender treatment varies)

Pros and limitations

The core advantage is simple: you qualify on what you own, not what you report. The core limitation is just as simple: you need a lot of verified assets for the math to work, and the discounts, reserve deductions, and divisor all shrink the usable number.

Pricing also tends to run above fully documented agency loans, since most asset depletion programs live in the Non-QM world. How much higher depends on the lender, your credit profile, the loan-to-value ratio, and the divisor structure — there’s no universal spread, so compare offers side by side.

Asset depletion mortgage: strengths vs. trade-offs
StrengthTrade-off
No paystubs, W-2s, or tax returns needed for incomeRequires a substantial verified asset base
Assets typically stay invested — no withdrawal or pledge in most programsDiscounts and reserve deductions reduce the countable balance
Can combine with pensions, Social Security, or other incomePricing generally runs above fully documented agency loans
Useful for larger loan amounts where DTI math failsFormulas, eligible assets, and divisors vary widely by lender

Alternatives to asset depletion

If the asset math doesn’t work — or you simply don’t want a lender combing through your portfolio — three other documentation paths solve the same low-paper-income problem.

Bank statement loans qualify self-employed borrowers on 12 to 24 months of business or personal deposits instead of tax returns. P&L-only programs go a step further, underwriting off a CPA-prepared profit and loss statement. Both are built for owners with strong cash flow that tax returns understate — see our complete guide to self-employed mortgages for the full landscape.

For investment property there’s a cleaner answer entirely: a DSCR loan qualifies on the property’s rental income, not yours. No tax returns, no bank statements, no asset-draw formulas — the property’s rent covering the payment is the qualification. If you’re weighing documentation paths for a rental purchase, start with our guide to how DSCR loans work.

Asset depletion vs. the main alternatives
ProgramHow income is documentedTypical best fitProperty type
Asset depletionEligible assets divided over a set termRetirees and high-net-worth borrowersPrimary, second home, some investment
Bank statement loan12–24 months of deposit historySelf-employed with strong cash flowPrimary, second home, some investment
P&L-only loanCPA-prepared profit and loss statementEstablished business ownersPrimary, second home, some investment
DSCR loanProperty rent vs. the loan payment — no personal incomeReal estate investorsInvestment property only

How to move forward

Start by getting your asset picture organized before you talk to any lender: recent statements for every account, a note on which funds are earmarked for the purchase, and clarity on any access restrictions (retirement penalties, trust terms, vesting schedules).

Then compare at least two or three programs on the variables that actually move the number — the divisor, the discount schedule by asset type, and how the lender treats retirement funds at your age. Because formulas vary so much, the same portfolio can produce very different qualifying income from one lender to the next.

And if the property you’re financing is a rental, run the DSCR math first. Qualifying on the property’s rent is usually faster and simpler than qualifying on a depletion formula — you can pressure-test a deal in minutes with a DSCR calculator, or read up on qualifying without tax returns across all program types.

Where Mortava fits

Mortava is a direct lender for business-purpose loans to real estate investors, so we don’t originate consumer asset-depletion mortgages ourselves. If you’re financing a primary residence or second home, we’ll connect you with a Mortava partner who handles consumer programs.

If the property is an investment, there’s a simpler path than any depletion formula: a DSCR rental loan qualifies on the property’s rent instead of your personal income — no tax returns and no income documentation at all. Mortava’s DSCR program covers 1–4 unit rentals with up to 85% LTV on purchases, loan amounts from $100K to $3.5M, 30- and 40-year fixed and interest-only options, and the ability to close in an LLC or corporation.

Quotes use a soft credit inquiry — no hard pull — and you can request an indicative term sheet reviewed by Vesty, our AI review system, with manual approval after submission. Get a term sheet to see where an investment property deal stands.

DSCR rental loans →Get a term sheet →DSCR calculator →
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Build an indicative term sheet in minutes — soft credit inquiry only, subject to underwriting review.

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Frequently asked questions

Is an asset depletion mortgage the same as an asset-based mortgage?
Yes, in everyday use. Asset depletion, asset-based, asset dissipation, and asset utilization all describe the same idea: converting verified liquid assets into monthly qualifying income. Individual lenders may use the labels for slightly different program structures, so always confirm the actual formula — the divisor, the asset discounts, and the eligible-asset list — rather than relying on the name.
How much in assets do I need for an asset depletion mortgage?
It depends on the payment you need to support and the program’s divisor. As rough math, the assets required equal the monthly income you need multiplied by the number of months in the draw period, after discounts and reserve deductions. A 60-month program needs far less in assets to hit a given income figure than a 360-month program, which is why the divisor is the most important variable to compare.
Do I have to sell or withdraw my assets to qualify?
Typically no. In most programs the depletion is purely a calculation — your portfolio stays invested and untouched. Some lenders may require evidence that you can access the funds without penalty, and a small number of programs pledge assets as collateral, so confirm the structure before you apply.
Can I combine asset depletion with other income?
Often, yes. Many programs let you stack the calculated asset draw on top of Social Security, pension payments, annuity income, or part-time earnings. That blend can make the difference when the asset draw alone falls short. Treatment varies by lender, so ask how blended income is underwritten.
Do retirement accounts count if I am under 59½?
Usually with restrictions. Because withdrawals before 59½ generally trigger early-withdrawal penalties, many lenders apply deeper discounts to retirement balances for younger borrowers or exclude those funds entirely. Agency guidance also imposes age and access requirements. If most of your wealth sits in an IRA or 401(k) and you are under 59½, ask this question first.
Can I use an asset depletion loan to buy a rental property?
Some Non-QM lenders allow it, but for investment property a DSCR loan is usually the simpler tool. DSCR loans qualify on the property’s rental income covering the payment, with no personal income documentation at all — no asset formulas, no deposit history, no tax returns. Asset depletion tends to make the most sense for primary residences and second homes, where rent-based qualifying is not an option.
Are asset depletion mortgage rates higher than conventional rates?
Generally, yes — most asset depletion programs are Non-QM products, and Non-QM pricing typically runs above fully documented agency loans. The gap depends on your credit score, loan-to-value ratio, property type, and the specific lender’s program, so compare complete offers rather than assuming a fixed spread. No rate discussion here is a quote.
Sources

Editorial content. Mortava is a direct lender for business-purpose loans to real estate investors; where Mortava programs appear in a comparison, that inclusion is disclosed. Programs, rates, and guidelines change without notice, nothing here is a commitment to lend, and any terms shown are subject to underwriting review.

Keep reading
How to qualify for a mortgage without tax returnsBank statement loans: the complete guide for self-employed borrowersSelf-employed mortgage options: the complete guideNon-traditional mortgage lenders: a complete guideTop self-employed mortgage lenders: how to compare your options
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